Chapter 2B – Securities Exchanges

Securities Exchanges

Pathway

Title 15 > Chapter 2B

Details

• Reference: Chapter 2B
• Legend: Securities Exchanges
• USCode Year: 2013

Provision Content

U.S. Encyclopedia of Law Coverage

15-U.S.C.-77TTT in the Legal Encyclopedia: Trade Law

In this entry about 15-U.S.C.-77TTT, find legal reference material, bibliographies and premiere content related to trade law in the American Encyclopedia of Law, presenting a comprehensive view of the United States trade law-specific issues, written by authorities in the field.

Title 15 – Commerce And Trade in the Legal Encyclopedia: Securities Exchanges

In this entry about Title 15 – Commerce And Trade, find legal reference material, bibliographies and premiere content related to securities exchanges in the American Encyclopedia of Law, presenting a comprehensive view of the United States securities exchanges-specific issues, written by authorities in the field.

Topic Map

• Title 15/Chapter 2B/Section 78a – Short Title
• Title 15/Chapter 2B/Section 78aa – §78Aa – Jurisdiction of offenses and Suits
• Title 15/Chapter 2B/Section 78aa-1 – §78Aa-1 – §78Aa-1. Special Provision Relating to Statute of Limitations On Private Causes of Action
• Title 15/Chapter 2B/Section 78aaa – §78Aaa – Short Title
• Title 15/Chapter 2B/Section 78b – Necessity For Regulation
• Title 15/Chapter 2B/Section 78bb – §78Bb – Effect On Existing Law
• Title 15/Chapter 2B/Section 78bbb – §78Bbb – Application of Securities Exchange Act of 1934
• Title 15/Chapter 2B/Section 78c – Definitions and Application
• Title 15/Chapter 2B/Section 78c-1 – Swap Agreements
• Title 15/Chapter 2B/Section 78c-2 – Securities-Related Derivatives
• Title 15/Chapter 2B/Section 78c-3 – Clearing For Security-Based Swaps
• Title 15/Chapter 2B/Section 78c-4 – Security-Based Swap Execution Facilities
• Title 15/Chapter 2B/Section 78c-5 – Segregation of Assets Held As Collateral In Security-Based Swap Transactions
• Title 15/Chapter 2B/Section 78cc – §78Cc – Validity of Contracts
• Title 15/Chapter 2B/Section 78ccc – §78Ccc – Securities Investor Protection Corporation
• Title 15/Chapter 2B/Section 78d – Securities and Exchange Commission
• Title 15/Chapter 2B/Section 78d-1 – Delegation of Functions By Commission
• Title 15/Chapter 2B/Section 78d-2 – Transfer of Functions With Respect to Assignment of Personnel to Chairman
• Title 15/Chapter 2B/Section 78d-3 – Appearance and Practice Before The Commission
• Title 15/Chapter 2B/Section 78d-4 – Additional Duties of Inspector General
• Title 15/Chapter 2B/Section 78d-5 – Deadline For Completing Enforcement Investigations and Compliance Examinations and Inspections
• Title 15/Chapter 2B/Section 78d-6 – Report and Certification of Internal Supervisory Controls
• Title 15/Chapter 2B/Section 78d-7 – Triennial Report On Personnel Management
• Title 15/Chapter 2B/Section 78d-8 – Annual Financial Controls Audit
• Title 15/Chapter 2B/Section 78d-9 – Report On Oversight of National Securities Associations
• Title 15/Chapter 2B/Section 78dd – §78Dd – Foreign Securities Exchanges
• Title 15/Chapter 2B/Section 78dd-1 – §78Dd-1 – §78Dd-1. Prohibited Foreign Trade Practices By Issuers
• Title 15/Chapter 2B/Section 78dd-2 – §78Dd-2 – §78Dd-2. Prohibited Foreign Trade Practices By Domestic Concerns
• Title 15/Chapter 2B/Section 78dd-3 – §78Dd-3 – §78Dd-3. Prohibited Foreign Trade Practices By Persons Other Than Issuers Or Domestic Concerns
• Title 15/Chapter 2B/Section 78ddd – §78Ddd – Sipc Fund
• Title 15/Chapter 2B/Section 78e – Transactions On Unregistered Exchanges
• Title 15/Chapter 2B/Section 78ee – §78Ee – Transaction Fees
• Title 15/Chapter 2B/Section 78eee – §78Eee – Protection of Customers
• Title 15/Chapter 2B/Section 78f – National Securities Exchanges
• Title 15/Chapter 2B/Section 78ff – §78Ff – Penalties
• Title 15/Chapter 2B/Section 78fff – §78Fff – General Provisions of A Liquidation Proceeding
• Title 15/Chapter 2B/Section 78fff-1 – §78Fff-1 – §78Fff-1. Powers and Duties of A Trustee
• Title 15/Chapter 2B/Section 78fff-2 – §78Fff-2 – §78Fff-2. Special Provisions of A Liquidation Proceeding
• Title 15/Chapter 2B/Section 78fff-3 – §78Fff-3 – §78Fff-3. Sipc Advances
• Title 15/Chapter 2B/Section 78fff-4 – §78Fff-4 – §78Fff-4. Direct Payment Procedure
• Title 15/Chapter 2B/Section 78g – Margin Requirements
• Title 15/Chapter 2B/Section 78gg – §78Gg – Separability
• Title 15/Chapter 2B/Section 78ggg – §78Ggg – Sec Functions
• Title 15/Chapter 2B/Section 78h – Restrictions On Borrowing and Lending By Members, Brokers, and Dealers
• Title 15/Chapter 2B/Section 78hh – §78Hh – Effective Date
• Title 15/Chapter 2B/Section 78hh-1 – §78Hh-1 – §78Hh-1. Effective Date of Certain Sections
• Title 15/Chapter 2B/Section 78hhh – §78Hhh – Examining Authority Functions
• Title 15/Chapter 2B/Section 78i – Manipulation of Security Prices
• Title 15/Chapter 2B/Section 78ii – §78Ii – Omitted
• Title 15/Chapter 2B/Section 78iii – §78Iii – Functions of Self-Regulatory Organizations
• Title 15/Chapter 2B/Section 78j – Manipulative and Deceptive Devices
• Title 15/Chapter 2B/Section 78j-1 – Audit Requirements
• Title 15/Chapter 2B/Section 78j-2 – Position Limits and Position Accountability For Security-Based Swaps and Large Trader Reporting
• Title 15/Chapter 2B/Section 78j-3 – Compensation Committees
• Title 15/Chapter 2B/Section 78j-4 – Recovery of Erroneously Awarded Compensation Policy
• Title 15/Chapter 2B/Section 78jj – §78Jj – Repealed. Pub. L. 100-181, Title III, §330, Dec. 4, 1987, 101 Stat. 1259
• Title 15/Chapter 2B/Section 78jjj – §78Jjj – Prohibited Acts
• Title 15/Chapter 2B/Section 78k – Trading By Members of Exchanges, Brokers, and Dealers
• Title 15/Chapter 2B/Section 78k-1 – National Market System For Securities; Securities Information Processors
• Title 15/Chapter 2B/Section 78kk – §78Kk – Authorization of Appropriations
• Title 15/Chapter 2B/Section 78kkk – §78Kkk – Miscellaneous Provisions
• Title 15/Chapter 2B/Section 78l – Registration Requirements For Securities
• Title 15/Chapter 2B/Section 78l-1 – Applications For Unlisted Trading Privileges Deemed Filed Under Section 78L of This Title
• Title 15/Chapter 2B/Section 78ll – §78Ll – §78Ll. Requirements For The Edgar System
• Title 15/Chapter 2B/Section 78lll – §78Lll – §78Lll. Definitions
• Title 15/Chapter 2B/Section 78m – Periodical and Other Reports
• Title 15/Chapter 2B/Section 78m-1 – Reporting and Recordkeeping For Certain Security-Based Swaps
• Title 15/Chapter 2B/Section 78m-2 – Reporting Requirements Regarding Coal Or Other Mine Safety
• Title 15/Chapter 2B/Section 78mm – §78Mm – General Exemptive Authority
• Title 15/Chapter 2B/Section 78n – Proxies
• Title 15/Chapter 2B/Section 78n-1 – Shareholder Approval of Executive Compensation
• Title 15/Chapter 2B/Section 78n-2 – Corporate Governance
• Title 15/Chapter 2B/Section 78nn – §78Nn – Tennessee Valley Authority
• Title 15/Chapter 2B/Section 78o – Registration and Regulation of Brokers and Dealers
• Title 15/Chapter 2B/Section 78o-1 – Brokers Deemed to Be Registered
• Title 15/Chapter 2B/Section 78o-10 – Registration and Regulation of Security-Based Swap Dealers and Major Security-Based Swap Participants
• Title 15/Chapter 2B/Section 78o-11 – Credit Risk Retention
• Title 15/Chapter 2B/Section 78o-2 – Liabilities Arising Prior to Amendment Unaffected
• Title 15/Chapter 2B/Section 78o-3 – Registered Securities Associations
• Title 15/Chapter 2B/Section 78o-4 – Municipal Securities
• Title 15/Chapter 2B/Section 78o-4a – Commission office of Municipal Securities
• Title 15/Chapter 2B/Section 78o-5 – Government Securities Brokers and Dealers
• Title 15/Chapter 2B/Section 78o-6 – Securities Analysts and Research Reports
• Title 15/Chapter 2B/Section 78o-7 – Registration of Nationally Recognized Statistical Rating Organizations
• Title 15/Chapter 2B/Section 78o-8 – Universal Ratings Symbols
• Title 15/Chapter 2B/Section 78o-9 – Study and Rulemaking On Assigned Credit Ratings
• Title 15/Chapter 2B/Section 78oo – §78Oo – §78Oo. Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks
• Title 15/Chapter 2B/Section 78p – Directors, officers, and Principal Stockholders
• Title 15/Chapter 2B/Section 78pp – §78Pp – Investor Advisory Committee
• Title 15/Chapter 2B/Section 78q – Records and Reports
• Title 15/Chapter 2B/Section 78q-1 – National System For Clearance and Settlement of Securities Transactions
• Title 15/Chapter 2B/Section 78q-2 – Automated Quotation Systems For Penny Stocks
• Title 15/Chapter 2B/Section 78r – Liability For Misleading Statements
• Title 15/Chapter 2B/Section 78s – Registration, Responsibilities, and Oversight of Self-Regulatory Organizations
• Title 15/Chapter 2B/Section 78t – Liability of Controlling Persons and Persons Who Aid and Abet Violations
• Title 15/Chapter 2B/Section 78t-1 – Liability to Contemporaneous Traders For Insider Trading
• Title 15/Chapter 2B/Section 78u – Investigations and Actions
• Title 15/Chapter 2B/Section 78u-1 – Civil Penalties For Insider Trading
• Title 15/Chapter 2B/Section 78u-2 – Civil Remedies In Administrative Proceedings
• Title 15/Chapter 2B/Section 78u-3 – Cease-and-Desist Proceedings
• Title 15/Chapter 2B/Section 78u-4 – Private Securities Litigation
• Title 15/Chapter 2B/Section 78u-5 – Application of Safe Harbor For Forward-Looking Statements
• Title 15/Chapter 2B/Section 78u-6 – Securities Whistleblower Incentives and Protection
• Title 15/Chapter 2B/Section 78u-7 – Implementation and Transition Provisions For Whistleblower Protection
• Title 15/Chapter 2B/Section 78v – Hearings By Commission
• Title 15/Chapter 2B/Section 78w – Rules, Regulations, and Orders; Annual Reports
• Title 15/Chapter 2B/Section 78x – Public Availability of Information
• Title 15/Chapter 2B/Section 78y – Court Review of Orders and Rules
• Title 15/Chapter 2B/Section 78z – Unlawful Representations