Tag: Securities and Trust Indentures

15-U.S.C.-77Q §77Q – Fraudulent Interstate Transactions Pathway Title 15 > Chapter 2A > Subchapter I > Section 77q Details Reference: Section 77q Legend: §77Q – Fraudulent Interstate Transactions USCode Year: 2013 Provision Content (a) Use of interstate commerce for purpose of fraud or deceit It shall be unlawful for any person in the offer or sale of any securities (including security-based…

15-U.S.C.-77AAA §77Aaa – Short Title Pathway Title 15 > Chapter 2A > Subchapter III > Section 77aaa Details Reference: Section 77aaa Legend: §77Aaa – Short Title USCode Year: 2013 Provision Content This subchapter may be cited as the Trust Indenture Act of 1939. (May 27, 1933, ch. 38, title III, §301, as added Aug. 3, 1939, ch. 411, 53 Stat. 1149.)…

15-U.S.C.-77CCC §77Ccc – Definitions Pathway Title 15 > Chapter 2A > Subchapter III > Section 77ccc Details Reference: Section 77ccc Legend: §77Ccc – Definitions USCode Year: 2013 Provision Content When used in this subchapter, unless the context otherwise requires— (1) Any term defined in section 2 of the Securities Act of 1933 [15 U.S.C. 77b], and not otherwise defined in this…

15-U.S.C.-77III §77Iii – Effective Time of Qualification Pathway Title 15 > Chapter 2A > Subchapter III > Section 77iii Details Reference: Section 77iii Legend: §77Iii – Effective Time of Qualification USCode Year: 2013 Provision Content (a) Effective time of registration or application for qualification of indenture The indenture under which a security has been or is to be issued shall be…

15-U.S.C.-77U §77U – Hearings By Commission Pathway Title 15 > Chapter 2A > Subchapter I > Section 77u Details Reference: Section 77u Legend: §77U – Hearings By Commission USCode Year: 2013 Provision Content All hearings shall be public and may be held before the Commission or an officer or officers of the Commission designated by it, and appropriate records thereof shall…

15-U.S.C.-77U §77U – Hearings By Commission Pathway Title 15 > Chapter 2A > Subchapter I > Section 77u Details Reference: Section 77u Legend: §77U – Hearings By Commission USCode Year: 2013 Provision Content All hearings shall be public and may be held before the Commission or an officer or officers of the Commission designated by it, and appropriate records thereof shall…

15-U.S.C.-77YYY §77Yyy – Penalties Pathway Title 15 > Chapter 2A > Subchapter III > Section 77yyy Details Reference: Section 77yyy Legend: §77Yyy – Penalties USCode Year: 2013 Provision Content Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to…

15-U.S.C.-77YYY §77Yyy – Penalties Pathway Title 15 > Chapter 2A > Subchapter III > Section 77yyy Details Reference: Section 77yyy Legend: §77Yyy – Penalties USCode Year: 2013 Provision Content Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to…