12-U.S.C.-1831L

§1831L – §1831L. Coordination of Risk Analysis Between Sec and Federal Banking Agencies

Pathway

Title 12 > Chapter 16 > Section 1831l

Details

• Reference: Section 1831l
• Legend: §1831L – §1831L. Coordination of Risk Analysis Between Sec and Federal Banking Agencies
• USCode Year: 2013

Provision Content

Any appropriate Federal banking agency shall notify the Securities and Exchange Commission of any concerns of the agency regarding significant financial or operational risks to any registered broker or dealer, or any registered municipal securities dealer, government securities broker, or government securities dealer for which the Commission is the appropriate regulatory agency (as defined in section 78c of title 15), resulting from the activities of any insured depository institution, any depository institution holding company, or any affiliate of any such institution or company if such broker, dealer, municipal securities dealer, government securities broker, or government securities dealer is an affiliate of any such institution, company, or affiliate.

(Sept. 21, 1950, ch. 967, §2[35], as added Pub. L. 101–432, §7, Oct. 16, 1990, 104 Stat. 975.)

U.S. Encyclopedia of Law Coverage

12-U.S.C.-1831I in the Legal Encyclopedia: Banking Law

In this entry about 12-U.S.C.-1831I, find legal reference material, bibliographies and premiere content related to banking law in the American Encyclopedia of Law, presenting a comprehensive view of the United States banking law-specific issues, written by authorities in the field.

12-U.S.C.-1829 in the Legal Encyclopedia: Credit Institutions

In this entry about 12-U.S.C.-1829, find legal reference material, bibliographies and premiere content related to credit institutions in the American Encyclopedia of Law, presenting a comprehensive view of the United States credit institutions-specific issues, written by authorities in the field.

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