15-U.S.C.-78O-1
§78O-1 – §78O-1. Brokers Deemed to Be Registered
Pathway
Title 15 > Chapter 2B > Section 78o-1
Details
- Reference: Section 78o-1
- Legend: §78O-1 – §78O-1. Brokers Deemed to Be Registered
- USCode Year: 2013
Provision Content
All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.
(May 27, 1936, ch. 462, §10, 49 Stat. 1380.)
Codification
Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.
Transfer of Functions
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.
U.S. Encyclopedia of Law Coverage
15-U.S.C.-78M-1 in the Legal Encyclopedia: Trade Law
In this entry about 15-U.S.C.-78M-1, find legal reference material, bibliographies and premiere content related to trade law in the American Encyclopedia of Law, presenting a comprehensive view of the United States trade law-specific issues, written by authorities in the field.
15-U.S.C.-78KK in the Legal Encyclopedia: Securities Exchanges
In this entry about 15-U.S.C.-78KK, find legal reference material, bibliographies and premiere content related to securities exchanges in the American Encyclopedia of Law, presenting a comprehensive view of the United States securities exchanges-specific issues, written by authorities in the field.
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