7-U.S.C.-9C

§9C – Notice of Investigations and Enforcement Actions

Pathway

Title 7 > Chapter 1 > Section 9c

Details

• Reference: Section 9c
• Legend: §9C – Notice of Investigations and Enforcement Actions
• USCode Year: 2013

Provision Content

The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f(a)(2) of this title, any floor broker or floor trader exempt from registration pursuant to section 6f(a)(3) of this title, any associated person exempt from registration pursuant to section 6k(6) of this title, or any board of trade designated as a contract market pursuant to section 7b–1 of this title.

(Sept. 21, 1922, ch. 369, §6(g), as added Pub. L. 106–554, §1(a)(5) [title II, §253(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A–449.)

Codification

Section is comprised of subsec. (g) of section 6 of act Sept. 21, 1922. Subsecs. (a) and (b) of section 6 are classified to section 8 of this title. Subsec. (c) of section 6 is classified to section 9 of this title. Subsecs. (d), (e), and (f) of section 6 are classified to sections 13b, 9a, and 9b of this title, respectively.

U.S. Encyclopedia of Law Coverage

7-U.S.C.-6M in the Legal Encyclopedia: Agriculture

In this entry about 7-U.S.C.-6M, find legal reference material, bibliographies and premiere content related to agriculture in the American Encyclopedia of Law, presenting a comprehensive view of the United States agriculture-specific issues, written by authorities in the field.

Topic Map

• Browse the Topic Map in relation with Title 7 (Agriculture) guided by subject interests.