15-U.S.C.-80A-48
§80A-48 – §80A-48. Penalties
Pathway
Title 15 > Chapter 2D > Subchapter I > Section 80a-48
Details
- Reference: Section 80a-48
- Legend: §80A-48 – §80A-48. Penalties
- USCode Year: 2013
Provision Content
Any person who willfully violates any provision of this subchapter or of any rule, regulation, or order hereunder, or any person who willfully in any registration statement, application, report, account, record, or other document filed or transmitted pursuant to this subchapter or the keeping of which is required pursuant to section 80a–30(a) of this title makes any untrue statement of a material fact or omits to state any material fact necessary in order to prevent the statements made therein from being materially misleading in the light of the circumstances under which they were made, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both; but no person shall be convicted under this section for the violation of any rule, regulation, or order if he proves that he had no actual knowledge of such rule, regulation, or order.
(Aug. 22, 1940, ch. 686, title I, §49, 54 Stat. 846; Pub. L. 94–29, §27(e), June 4, 1975, 89 Stat. 163.)
Amendments
1975—Pub. L. 94–29 substituted or imprisoned not more than five years for or imprisoned not more than two years.
Effective Date of 1975 Amendment
Amendment by Pub. L. 94–29 effective June 4, 1975, see section 31(a) of Pub. L. 94–29, set out as a note under section 78b of this title.
U.S. Encyclopedia of Law Coverage
15-U.S.C.-80A-35 in the Legal Encyclopedia: Trade Law
In this entry about 15-U.S.C.-80A-35, find legal reference material, bibliographies and premiere content related to trade law in the American Encyclopedia of Law, presenting a comprehensive view of the United States trade law-specific issues, written by authorities in the field.
15-U.S.C.-80A-3 in the Legal Encyclopedia: Investment
In this entry about 15-U.S.C.-80A-3, find legal reference material, bibliographies and premiere content related to investment in the American Encyclopedia of Law, presenting a comprehensive view of the United States investment-specific issues, written by authorities in the field.
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