US Code

Tag: Investment Companies and Advisers

  • 15-U.S.C.-80A-17

    15-U.S.C.-80A-17 §80A-17 – §80A-17. Transactions of Certain Affiliated Persons and Underwriters Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-17 Details Reference: Section 80a-17 Legend: §80A-17 – §80A-17. Transactions of Certain Affiliated Persons and Underwriters USCode Year: 2013 Provision Content (a) Prohibited transactions It shall be unlawful for any affiliated person or promoter of or principal underwriter for…

  • 15-U.S.C.-80A-17

    15-U.S.C.-80A-17 §80A-17 – §80A-17. Transactions of Certain Affiliated Persons and Underwriters Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-17 Details Reference: Section 80a-17 Legend: §80A-17 – §80A-17. Transactions of Certain Affiliated Persons and Underwriters USCode Year: 2013 Provision Content (a) Prohibited transactions It shall be unlawful for any affiliated person or promoter of or principal underwriter for…

  • 15-U.S.C.-80A-39

    15-U.S.C.-80A-39 §80A-39 – §80A-39. Procedure For Issuance of Orders Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-39 Details Reference: Section 80a-39 Legend: §80A-39 – §80A-39. Procedure For Issuance of Orders USCode Year: 2013 Provision Content (a) Notice and hearing Orders of the Commission under this subchapter shall be issued only after appropriate notice and opportunity for hearing.…

  • 15-U.S.C.-80A-25

    15-U.S.C.-80A-25 §80A-25 – §80A-25. Reorganization Plans; Reports By Commission Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-25 Details Reference: Section 80a-25 Legend: §80A-25 – §80A-25. Reorganization Plans; Reports By Commission USCode Year: 2013 Provision Content (a) Filing of reorganization plan and other information with Commission Any person who, by use of the mails or any means or…

  • 15-U.S.C.-80A-48

    15-U.S.C.-80A-48 §80A-48 – §80A-48. Penalties Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-48 Details Reference: Section 80a-48 Legend: §80A-48 – §80A-48. Penalties USCode Year: 2013 Provision Content Any person who willfully violates any provision of this subchapter or of any rule, regulation, or order hereunder, or any person who willfully in any registration statement, application, report, account,…

  • 15-U.S.C.-80A-38

    15-U.S.C.-80A-38 §80A-38 – §80A-38. Procedure For Issuance of Rules and Regulations Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-38 Details Reference: Section 80a-38 Legend: §80A-38 – §80A-38. Procedure For Issuance of Rules and Regulations USCode Year: 2013 Provision Content Subject to the provisions of chapter 15 of title 44 and regulations prescribed under the authority thereof, the…

  • 15-U.S.C.-80A-23

    15-U.S.C.-80A-23 §80A-23 – §80A-23. Closed-End Companies Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-23 Details Reference: Section 80a-23 Legend: §80A-23 – §80A-23. Closed-End Companies USCode Year: 2013 Provision Content (a) Issuance of securities No registered closed-end company shall issue any of its securities (1) for services; or (2) for property other than cash or securities (including securities…

  • 15-U.S.C.-80A-50

    15-U.S.C.-80A-50 §80A-50 – §80A-50. Separability Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-50 Details Reference: Section 80a-50 Legend: §80A-50 – §80A-50. Separability USCode Year: 2013 Provision Content If any provision of this subchapter or any provision incorporated in this subchapter by reference, or the application of any such provision to any person or circumstances, shall be held…

  • 15-U.S.C.-80A-50

    15-U.S.C.-80A-50 §80A-50 – §80A-50. Separability Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-50 Details Reference: Section 80a-50 Legend: §80A-50 – §80A-50. Separability USCode Year: 2013 Provision Content If any provision of this subchapter or any provision incorporated in this subchapter by reference, or the application of any such provision to any person or circumstances, shall be held…

  • Subchapter I – Investment Companies

    Subchapter I – Investment Companies Investment Companies Pathway Title 15 > Chapter 2D > Subchapter I Details Reference: Subchapter I Legend: Investment Companies USCode Year: 2013 Provision Content U.S. Encyclopedia of Law Coverage 15-U.S.C.-78Q-2 in the Legal Encyclopedia: Trade Law In this entry about 15-U.S.C.-78Q-2, find legal reference material, bibliographies and premiere content related to trade law in the…