15-U.S.C.-80A-39

15-U.S.C.-80A-39

§80A-39 – §80A-39. Procedure For Issuance of Orders

Pathway

Title 15 > Chapter 2D > Subchapter I > Section 80a-39

Details

  • Reference: Section 80a-39
  • Legend: §80A-39 – §80A-39. Procedure For Issuance of Orders
  • USCode Year: 2013

Provision Content

(a) Notice and hearing

Orders of the Commission under this subchapter shall be issued only after appropriate notice and opportunity for hearing. Notice to the parties to a proceeding before the Commission shall be given by personal service upon each party or by registered mail or certified mail or confirmed telegraphic notice to the partys last known business address. Notice to interested persons, if any, other than parties may be given in the same manner or by publication in the Federal Register.

(b) Application verified under oath admissible as evidence

The Commission may provide, by appropriate rules or regulations, that an application verified under oath may be admissible in evidence in a proceeding before the Commission and that the record in such a proceeding may consist, in whole or in part, of such application.

(c) Parties

In any proceeding before the Commission, the Commission, in accordance with such rules and regulations as it may prescribe, shall admit as a party any interested State or State agency, and may admit as a party any representative of interested security holders, or any other person whose participation in the proceeding may be in the public interest or for the protection of investors.

(Aug. 22, 1940, ch. 686, title I, §40, 54 Stat. 842; Pub. L. 86–507, §1(15), June 11, 1960, 74 Stat. 201.)

Amendments

1960—Subsec. (a). Pub. L. 86–507 inserted or certified mail after registered mail.

Transfer of Functions

For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.

U.S. Encyclopedia of Law Coverage

15-U.S.C.-80A-35 in the Legal Encyclopedia: Trade Law

In this entry about 15-U.S.C.-80A-35, find legal reference material, bibliographies and premiere content related to trade law in the American Encyclopedia of Law, presenting a comprehensive view of the United States trade law-specific issues, written by authorities in the field.

15-U.S.C.-80A-3 in the Legal Encyclopedia: Investment

In this entry about 15-U.S.C.-80A-3, find legal reference material, bibliographies and premiere content related to investment in the American Encyclopedia of Law, presenting a comprehensive view of the United States investment-specific issues, written by authorities in the field.

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