US Code

Tag: Investment Companies and Advisers

  • Subchapter I – Investment Companies

    Subchapter I – Investment Companies Investment Companies Pathway Title 15 > Chapter 2D > Subchapter I Details Reference: Subchapter I Legend: Investment Companies USCode Year: 2013 Provision Content U.S. Encyclopedia of Law Coverage 15-U.S.C.-78Q-2 in the Legal Encyclopedia: Trade Law In this entry about 15-U.S.C.-78Q-2, find legal reference material, bibliographies and premiere content related to trade law in the…

  • 15-U.S.C.-80A-41

    15-U.S.C.-80A-41 §80A-41 – §80A-41. Enforcement of Subchapter Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-41 Details Reference: Section 80a-41 Legend: §80A-41 – §80A-41. Enforcement of Subchapter USCode Year: 2013 Provision Content (a) Investigation The Commission may make such investigations as it deems necessary to determine whether any person has violated or is about to violate any provision…

  • 15-U.S.C.-80B-13

    15-U.S.C.-80B-13 §80B-13 – §80B-13. Court Review of Orders Pathway Title 15 > Chapter 2D > Subchapter II > Section 80b-13 Details Reference: Section 80b-13 Legend: §80B-13 – §80B-13. Court Review of Orders USCode Year: 2013 Provision Content (a) Petition; jurisdiction; findings of Commission; additional evidence; finality Any person or party aggrieved by an order issued by the Commission under this subchapter…

  • 15-U.S.C.-80A-59

    15-U.S.C.-80A-59 §80A-59 – §80A-59. Functions and Activities of Business Development Companies Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-59 Details Reference: Section 80a-59 Legend: §80A-59 – §80A-59. Functions and Activities of Business Development Companies USCode Year: 2013 Provision Content Notwithstanding the exemption set forth in section 80a–6(f) of this title, section 80a–12 of this title shall apply…

  • 15-U.S.C.-80A-44

    15-U.S.C.-80A-44 §80A-44 – §80A-44. Disclosure of Information Filed With Commission; Copies Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-44 Details Reference: Section 80a-44 Legend: §80A-44 – §80A-44. Disclosure of Information Filed With Commission; Copies USCode Year: 2013 Provision Content (a) The information contained in any registration statement, application, report, or other document filed with the Commission pursuant…

  • 15-U.S.C.-80A-1

    15-U.S.C.-80A-1 §80A-1 – §80A-1. Findings and Declaration of Policy Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-1 Details Reference: Section 80a-1 Legend: §80A-1 – §80A-1. Findings and Declaration of Policy USCode Year: 2013 Provision Content (a) Findings Upon the basis of facts disclosed by the record and reports of the Securities and Exchange Commission made pursuant to…

  • 15-U.S.C.-80A-21

    15-U.S.C.-80A-21 §80A-21 – §80A-21. Loans By Management Companies Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-21 Details Reference: Section 80a-21 Legend: §80A-21 – §80A-21. Loans By Management Companies USCode Year: 2013 Provision Content It shall be unlawful for any registered management company to lend money or property to any person, directly or indirectly, if— (a) the investment…

  • 15-U.S.C.-80A-28

    15-U.S.C.-80A-28 §80A-28 – §80A-28. Face-Amount Certificate Companies Pathway Title 15 > Chapter 2D > Subchapter I > Section 80a-28 Details Reference: Section 80a-28 Legend: §80A-28 – §80A-28. Face-Amount Certificate Companies USCode Year: 2013 Provision Content (a) Issuance or sale of certificates It shall be unlawful for any registered face-amount certificate company to issue or sell any face-amount certificate, or to collect…

  • 15-U.S.C.-80B-20

    15-U.S.C.-80B-20 §80B-20 – §80B-20. Short Title Pathway Title 15 > Chapter 2D > Subchapter II > Section 80b-20 Details Reference: Section 80b-20 Legend: §80B-20 – §80B-20. Short Title USCode Year: 2013 Provision Content This subchapter may be cited as the Investment Advisers Act of 1940. (Aug. 22, 1940, ch. 686, title II, §220, 54 Stat. 857.) Short Title of 2010 Amendment…

  • 15-U.S.C.-80B-18C

    15-U.S.C.-80B-18C §80B-18C – §80B-18C. Rule of Construction Relating to The Commodities Exchange Act Pathway Title 15 > Chapter 2D > Subchapter II > Section 80b-18c Details Reference: Section 80b-18c Legend: §80B-18C – §80B-18C. Rule of Construction Relating to The Commodities Exchange Act USCode Year: 2013 Provision Content Nothing in this subchapter shall relieve any person of any obligation or duty, or…